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- USA
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- USA
- CAN
Ships within 48 hours · Estimated delivery Sep 18 - Sep 23
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Description
IA- Non-Disclosure Agreement (NDA) for Nonpublic Personal InformationThe Investment Adviser Non Disclosure Agreement ("NDA") for Nonpublic Personal Information serves as an important part of an investment adviser's overall compliance and privacy program in accordance with SEC Rule 206(4) 7, Regulation S P and or similar state requirements. When working with third party service providers, investment adviser firms must safeguard its customer information and ensure confidentiality. This NDA helps firms establish standard
The Investment Adviser Non-Disclosure Agreement ("NDA") for Nonpublic Personal Information serves as an important part of an investment adviser's overall compliance and privacy program in accordance with SEC Rule 206(4)-7, Regulation S-P and/or similar state requirements. When working with third-party service providers, investment adviser firms must safeguard its customer information and ensure confidentiality. This NDA helps firms establish standard guidelines for ensuring that nonpublic personal information ("NPI") within the meaning of applicable privacy laws and regulations relating to customers of the firm or its affiliates is properly protected. Members also downloaded Due Diligence Checklist for Third-Party Service Providers.
Version/Update: V.8/September 17, 2017
Total Page Count: 2
Source/Author(s): Connexien
Shipping Notes
- Free Standard Shipping on $100+ Orders to the USA.
- Except Preorder products are shipped in 48 hours.
- Delivery to the USA:
- Standard Shipping : 3-10 business days
- If time is of the essence, please consider selecting expedited delivery for faster service.
Exchange/Return Notes
- We offer a 30-day return/exchange service after receiving.
- Final sale items are not eligible for returns or exchanges.
- To process your return/exchange, please contact us at [email protected]
- Please click here for more details>>> Return & Exchange Policy